, fraudulent or dishonest act that results in widespread damage, either under Thai or foreign laws; (4) being a person subject to a suspicious ground of being arranged for the person with the characteristics
experiences and from the strengthened cross-border relations. On a smaller scale, the SEC is one of the founding members of ASEAN Audit Regulators Group (“AARG”), whose objective is to be a platform for ASEAN
, learn from the procedures and case studies of other regulatory bodies, and apply them to Thailand’s oversight landscape on par with international practice. In 2017, we regularly arranged staff training
structure in accordance with the regulations or the conditions for approval under this Notification, but a certain fact leads to the consideration that the true objective or substance of such offering has the
the risks of material misstatement in the financial statements. An auditor’s risk assessment had identified labor costs account as having high risks of material misstatement for the objective of
meeting. The National Savings Fund (NSF) would cover majority of workers outside the formal system, accounting for 70 percent of the total labor force in Thailand. The objective of the measure is to
month in total of 555.6 million Baht or equal to 14.4 percent of sales revenue increased by 3.6 percent from the same period in the last year. The Company arranged for marketing budgets to promote its
classified as Tier 2 capital which are convertible. [3] Subordinated instruments shall have the following features: 1) Having interest rates clearly specified; 2) Having payment arranged to be in
: Seeking improper gains from land purchase The persons under (1) ? (3) with the assistance of the persons under (6) ? (7) jointly arranged for TRITN's subsidiary Argyle Development Company Limited*** to
to do so and she was not the investment consultant in charge of such client's account. Auracha later arranged for AEC back office to confirm the share transfer with a person who was believed not to be