1 เอกสารรับฟังความคิดเห็น เลขที่ อนธ. 35/2560 เรื่อง การเปดิทางให้ Investment Advisor สามารถอ านวยความสะดวก ในการซื้อขายผลิตภัณฑ์ในตลาดทุนได้มากข้ึน เผยแพร่เมื่อวันที่ 31 ตุลาคม 2560 ส านักงานได้จดัท
2017. The MD&A would enable the investors to better understand the Company and its subsidiaries’ 2nd quarter of 2017 reviewed financial statements. An Analysis of Performance * Analysis of Income The
investors to better understand the Company and its subsidiaries’ 3rd quarter of 2017 reviewed financial statements. An Analysis of Performance * Analysis of Income The Company and its subsidiaries recorded
investors to better understand the Company and its subsidiary’s 2nd quarter of 2020 reviewed financial statements. An Analysis of Performance * Analysis of Income The Company and its subsidiary recorded the
results should be used to strengthen the effectiveness of the board. Principle 3.8 The board should ensure that the board and each individual director understand their roles and responsibilities, the nature
the firm: Firm's Reference /Guidance Notes Description 1 How does the firm establish the internal communication process to enable personnel and engagement teams to understand and carry out the SOQM
such as chief executive officers, chief financial officers and chief accountants. This is to make sure that they understand their roles, duties and responsibilities from the start, as far as financial
test to make sure that the clients understand their own risk profile and receive appropriate investment advice before making an investment or a transaction. Clear and comprehensive disclosure of
both local and foreign investors. Moreover, Thailand ESG Data Framework will be a communication tool that allows listed companies and related parties to understand the expectations of institutional
to understand the risks of bonds and up-to-date information before their investment, as well as to make information become easier to access. Therefore, SEC has improved the supervision guideline on