shall be filed together with supplementary documents specified the SEC’s Notification as published in the Government Gazette, as well as two copies thereof. Clause 8 In case where legal entity under
(“Vietnam”) in the amount of not exceeding USD 7,200,000 (Seven Million and Two Hundred Thousand US Dollars) to set up a subsidiary in Vietnam with Vietnam Trade Alliance Joint Stock Company (“VTA”) (who is a
27 November 2020, “Digital Asset Investment Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to
circumstances except for a money market fund (MMF), fund of funds (FoFs), feeder fund, an index fund, and exchange traded fund (ETF) : (2.1) The number of investment units redeemed exceeds two-thirds of the
set the AGM date within the span of two months after the record date? Or must it be any date after the two-month span has passed? A: The AGM date can be any day within the two-month span after the
be completed within one year after the date of approval. It must submit checklist to the SEC with the report of the sale results within 15 days. ESOP Rules Can be divided into two cases according to
Transaction The Company received Baht 42 million (“forty-two million baht”) Terms of payment within 75 days from the date of signing the contract. 4. Benefits expected to be generated as the result of the
protection remains intact while business operators still have convenience for business operation. The SEC has therefore reviewed the regulations on work systems of securities brokers and repealed two
any false statements or omits to state any material information which should have been disclosed, the securities holders shall be entitled to claim damages from the securities offeror or the securities