company?s shareholders. ?The SEC promotes holding company with high potential to raise funds through the capital market and list on the Thai bourse, as not only will more attractive listed firms on the
public and high net worth investors would have to be investment grade products only. This is primary quality screening of the bond issuers to check their capability of repaying obligations because such
Complex Instruments Type 2 is allowed to give advice to investors about capital market products with non-complex features and investment units or debt securities with high risks or complexity, e.g
Capital Market Business (No. 7) dated 30 August 2017. ** Investment consultant on non-complex products in the capital market and investment units or debt securities having high-risk or complex
said criteria will be announced.Vorapol Socatiyanurak, SEC Secretary-General said, ?Under the revised criteria, all shares having high turnover ratio will be listed on the Turnover List as the limit of
underlying shares must have high liquidity. In addition to the existing call DW, issuance and offering of put DW will also be allowed; 4. Private placement: Since DW is more complicated than other
liquidity for accommodating investment unit redemption. In this regard, such funds will be allowed to invest only in high quality, high liquidity securities and the maturity of all securities in the portfolio
for 7 years and 6 months due to wrongful acts against investors’ assets make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if
’ assets make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if any) in the following business day to prevent damage that may be
against investors’ assets make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if any) in the following business day to prevent