submitted the report of the daily net capital (Form Dor Jor.1) to the SEC office later than the specified period. DAB Act S.30 Settlement Committee Meeting No. 1/2022 Settlement Committee Order No. 2/2022

Asia Wealth Securities Public Company Limited Between February 23, 2021 and May 25, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to maintain the net capital (NC

net capital in accordance with the rules, conditions and procedures of the notification of the office of the Securities and Exchange Commission. SEC Act S.141 Settlement Committee Meeting No. 1/2023

market business (Selling and Trading) Thai Conservation of Forest Foundation (TCOF) KEY MILESTONE TOWARDS NET ZERO 2050 “Cleaner, Smarter and Stronger to Drive Sustainable Growth” 2 2040 • BLCP • KEGCO

Krungthai XSpring Securities Co., Ltd. Krungthai XSpring Securities Co., Ltd. (KTX) offered for sale newly issued securities in the category of of debt securities to high-net-worth investors on a

and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee

with the rules, conditions and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116

capital that reflects risks associated with custody of clients’ assets and helps bring good risk management. Net capital (NC) requirement will be applied for the digital asset businesses. Such digital

Company Limited and Subsidiaries hereafter refer as (The Company) would like to clarify the Company’s operating results for the year ended December 31, 2018. The Company had the net profit of 10.03 million

, Hwa Fong Rubber (Thailand) Public Co., Ltd would like to notify the company performance of the 2nd quarter of 2017 which presents the increased net profit , compared with the same quarter of 2016 amount