digital assets or ICOs have applied for or obtained an approval from the SEC. Thus, anyone receiving information or solicited to https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7435 SEC issues rules

operators SEC Secretary-General Ruenvadee Suwanmongkol said: “ Digital asset businesses are regulated under the Emergency Decree on Digital Asset Businesses. Only providers who have obtained relevant https

, obtained unlawful gains for themselves and/or other persons and made false records on purchase of black steel from eight companies totaling 529,529,326.15 baht and sale of black steel to BF Intertrade Co

this case, Google) such as dividends and voting rights as those obtained by direct investors of Google shares. Once the above procedure is completed, the TCR may then be listed for trading on local

required net capital level can be maintained and the SEC Office’s approval for business resumption is obtained;     (2) Inform clients in writing about the business suspension without delay     (3) Do or

has already submitted its IPO application to SEC by September 5, 2004 as a listed company (shelf listing) even it has not yet obtained approval from SEC or completed its shares distribution process

to set-off against losses resulting from her trading decision made on behalf of the client. She then falsely informed her client that the money obtained from selling the securities was transferred to

. Meanwhile, the banks? executives obtained more information on the SEC?s policy and direction to develop Thai capital market which would be beneficial for the consideration on business planning, said Vorapol.

shall be deemed to have obtained general permission and thus be exempted from SEC disclosure requirements. The relaxation is granted to those particular group of investors as they are considered

exchange rates as underlying products and have obtained benefits from trading fees.Such conduct is deemed undertaking derivatives business without license which contravenes Section 16 of the Derivatives Act