past decade, however, the SEC decided to revise the criteria for the Turnover List preparation. This is to serve as a precaution for risk management and investment in securities with high turnover ratio
times the capital ratio provided by the Bank of Thailand Risky assets + X (X = Total value of the debt securities being offered for sale based on the risk weighted rate at 100%( 19 Clause 44 The approved
Cryptocurrency is a financial innovation that is exposed to high volatility. Investment in this digital asset thus requires knowledge and understanding and a risk profile that is not so sensitive
the securities clearing house, including credit risk and liquidity risk. The financial resources shall be assets with high liquidity and low-price volatility which may be any of the following assets: (1
Bank of Thailand Risky assets + X (X = Total value of the debt securities being offered for sale based on the risk weighted rate at 100%) The provisions in Paragraph 1 shall not apply to the following
“Risk Factors” and separate different types of risk factors into different subsections. 3. In case of offering for sales of unusually risky debt securities, highlight the riskiness of securities on the
surged in sectors with high capacity utilization rates, such as the automotive and petrochemical sectors. On the other hand, progress in public infrastructure project construction remained gradual
Securities and Exchange Commission No. Sor Thor. 30/2559 Re: Rules in Detail on Financial Resource and Risk Management of Derivatives Clearing Houses ________________________ By virtue of Clause 5 (1), in
ซับซ้อน (plain) และ/หรือ ตราสารที่ผู้ลงทุนมีความคุ้นเคย ในการลงทุนแล้ว (common) (2) ตราสารที่มีความซับซ้อน (complex) และ/หรือเสี่ยงสูง (risky) 1.1 หลักการในการแบ่งประเภท product ควรดูที่ความซับซ้อนของ
public and high net worth investors would have to be investment grade products only. This is primary quality screening of the bond issuers to check their capability of repaying obligations because such