might leave shareholders and other stakeholders with uncertainty concerning their status and implementation. When codes and principles are used as a national standard or as a complement to legal or
as specified in the fund’s article. In cases where there is any doubt in information or rule specified in the fund’s article, even it is trivial, the management company should immediately inquire the
termination of an employee’s membership (a) Information for calculation of such payment should be verified for correctness and completeness as specified in the fund’s article. In cases where there is any doubt
Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Issued: January 2019 Updated: September 2019 2 Contents 1. Introduction 3 2. Definition 4 3. Guidance on ACMF Pass Framework 3.1 ACMF Pass overview 5 3.2 Permitted activities 6 3.3 Application process 9 3.4 On-going obligation 9 3.5 Monitoring, supervisory and enforcement mechanism 11 3.6 National regulations regarding the approval proc...
Bonds Standard. For the avoidance of doubt, certification does not address any other aspect of the designated debt instrument which is not covered by the applicable Climate Bonds Standard, such as
Information _____________ Clause 34 There shall be no reasonable suspicion demonstrating that: (1) the information disclosed [by an applicant] to the public [i] is incomplete or inadequate for investors to make
uncertainty and external challenges led by record-high oil prices, fluctuation of foreign capital flows at rapid speed and in high volume, and US subprime mortgage crisis. Yet, the Thai capital market succeeded
SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...
considered reasonable to the Company’s status. due to the company Is in the process of resume trade. Therefore, there is uncertainty in the trading period. As a result, the Company will apply a fair price
constitutes a reasonable doubt, the Office may not grant the approval on the establishment of the fund: (1) the fund filed for the approval on the establishment has features or form that are in accordance with