financial instruments, how-to select investment policies and asset management companies, and performance assessment of asset management companies. Those completing APC will be awarded a certificate presenting

months. Owing to the fact that {A}'s approved securities investment consultant status only lasts until December 31, 2014, his approved status was suspended until that date while the rest of suspension

. Teetiphun Theppadungporn's directorship. Given such circumstances, the SEC views that an immediate arrangement of a shareholders? meeting to appoint new directors is imperative. The SEC has thus instructed

disclosure related to the DW prices for the benefit of investors? decision-making.While DWs have become a more popular choice of investment, an SEC research has shown that sufficient disclosure of useful

According to the complaints submitted by nine investors and SEC’s further investigation, it was found that during 13 July 2015 – 13 November 2018 Napasook , an LH securities investment consultant

According to BBL’s inspection report and SEC’s further investigation, it was found that {A} had submitted false documents to the bank by signing on unit subscription orders for the client in order

Chetchotisak and a company related to him. Consequently, RS will hold 49.99 percent of GIFT shares and will offer newly issued shares to pay for the acquisition. This will result in Surachai holding more RS

inside information to buy the company's shares. He was subject to a civil penalty of 500,000 baht, as a resultFollowing a referral from the Stock Exchange of Thailand (SET), the SEC conducted further

decline to zero at the end of the contract term and give the contract end date. A symbol must be added after the securities abbreviation to indicate that they are leasehold funds.Regarding the disclosure