. Circular 5/2539 16/02/1996 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok 10900, Thailand SEC Help Center 1207 Tel : +66-2033-9999
Policy on Information Technology of the Securities Company 20/07/2004 01/01/2005 8. Circular 29/2557 09/09/2014 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit
/Form (Notification of Securities and Exchange Commission) Form OrYo.7 Rulings of Arbitrator 3. Circular 37/2545 24/12/2002 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi
) 14 16/07/2008 01/08/2008 4. Report/Form (Notification of Securities and Exchange Commission) Form 16-1 Application Form for Registration to Undertake Derivatives Business 5. Circular 3/2547 06
/2009 Circular SEC. Nor Phor. (Wor) 27/2558 Clarification on Short Selling and Settlement of Securities for Management of Market Makers Risks Borne by Securities Companies and Management of Clients
Assets by Securities Companies (No. 4) 12/06/2015 16/07/2015 3. Circular SEC. Nor Phor. (Wor) 27/2558 Clarification on Short Selling and Settlement of Securities for Management of Market Makers Risks
/2014 Circular SEC.ID (C) 15/2562 Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business Operators 31/07/2019 4. Notification of Capital Market
Custody of Clients Assets by Securities Companies (No. 4) 12/06/2015 16/07/2015 3. Circular SEC. Nor Phor. (Wor) 27/2558 Clarification on Short Selling and Settlement of Securities for Management of