12 การยกระดับความเช่ือม่ัน Source : https://www.set.or.th/th/about/setsource/insights/article/318-set-boost-supervision ยกระดับกระบวนการก ากับดูแลท้ัง 5 ขั้นตอน กระบวนการ Pre-Listing & Listing
การจดัโครงสร้าง องคก์รและการจดัแบง่ส่วนงาน 15,000,000 จา้งท่ีปรึกษาดา้นบริหารองคก์รและบริหารบคุคล 48 ปลูกฝังและส่งเสริม Agile Culture 3,050,000 - กิจกรรม SEC Family Boost Camp - กิจกรรมส่งเสริม Agile
traveling, telephone, documentation and facsimile expenses, etc., but not exceeding 10% of the audit fee. The audit committee has duly reviewed this proposal. Agenda 7 To consider and approve the issuance and
basis for calculating fee, including method of payment of fee or other benefit for the investment advisory company; (9) procedure of filing complaint, name, address, telephone number of the person or
such action until the complaint handling is completed. In the case where the giving of advice or negotiation with a client is made on telephone or electronic means, a securities company shall keep the
giving of advice or negotiation with a client is made on telephone or electronic means, a securities company shall keep the records of such activities in the form of recorded tape or electronic data
continuity and Market Intermediary Business Continuity and Recovery Planning document http://www.iosco.org/ List of contact persons, including employee list, telephone number and contact chart, whereby each
. Additionally, 3 List of contact persons, including employee list, telephone number and contact chart, whereby each employee shall contact an employee as scheduled. 4 companies should specify additional
securities company shall keep all related documents until the handling of such complaint was completed. In case where an advice or a negotiation is made by mean of telephone or via electronics, the securities
of telephone or via electronics, the securities company shall keep such record into recording tape or electronics recording appliance. Clause 19/1.23 24 25 In dealing with retail client, a securities