Bangkok, January 19, 2016 ? The SEC is seeking public comments on draft rules and guidelines for supervising crowdfunding portals.The proposed rules aim to establish a standard framework for
companies and the guidelines for enhancing ESG disclosure in line with international standard frameworks.
. The financial statement for the year 2016 did not comply with the Thai Accounting Standard no.18 (revised 2015), Revenue (TAS 18) and clause 14 a(i) of IAS - IE 18. Later, the rectified financial
the SET and the SEC Office. The Form 56-1 did not comply with the Thai Accounting Standard no.18 (revised 2015), Revenue (TAS 18) and clause 14 a(i) of IAS - IE 18. Later, the rectified Form 56-1 was
Office.The Form 56-2 did not comply with the Thai Accounting Standard no.18 (revised 2015), Revenue (TAS 18) and clause 14 a(i) of IAS – IE 18. Later, the rectified Form 56-2 was filed with the SET and the SEC
Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the
committing the offense in an amount of 1,500,000.00 Baht - a civil monetary penalty of 1,875,000.00 Baht - a bar from serving as a director or
of 1,724,500.00 Baht - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/04/2023  
;- a civil monetary penalty of 500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/04/2023 
500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/04/2023 - a