deceases, resigns, or whose approval is revoked by the SEC Office, or where a securities company is part of a financial conglomerate with a shareholding structure, internal audit and supervision by other
the past 6 months prior to the approvals of the Board of Directors as mentioned above, i.e. the approval of the Board of Directors of the Company for the additional investment in Landy Development Co
Shares of S-TREK not limited to the share purchase agreement and the shareholders’ agreement of S-TREK 3. Execution, alteration, amendment, contact regarding the documents concerning requests of approval
of G Steel Public Company Limited (Enclosure 3), e.g. the Company must obtain approval from its Board of Directors’ meeting and shareholders’ meeting for entry into the Credit Agreement. 3. After the
securities company to obtain prior approval in accordance with Clause 19. In cases where the securities company has submitted the contents of an advertisement to the Office, and the Office does not make an
estimated return; (2) advertisement related to auto-redemption rate; (3) advertisement for which the Office directs the securities company to obtain prior approval in accordance with Clause 19. In cases where
investment management; Clause 3. The securities company shall advertise any mutual fund only after the company has submitted an application for approval of such fund’s establishment to the Office. In cases
fund only after the company has submitted an application for approval of such fund’s establishment to the Office. In cases where the application for establishment and management of the mutual fund has
obtain prior approval in accordance with Clause 19. In cases where the securities company has submitted the contents of an advertisement to the Office, and the Office does not make an objection within five