become acknowledged by its personnel. In addition, the intermediary shall organize and supervise directors, executives and other personnel to conduct their functions pursuant to such policy. Clause 18 The
UNOFFICIAL TRANSLATION Codified up to No. 6 As of 12 April 2019 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 2 13 Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries ______________________ By virtue of Section 98(6) of the Securities and Exc...
Clause 31(2), which shall become effective on 1 July 2017). 14 Clause 29 This Chapter shall not be applicable to the following clients: (1) institutional investor; (2) ultra-high net worth or high net
Clause 31(2), which shall become effective on 1 July 2017). 14 Clause 29 This Chapter shall not be applicable to the following clients: (1) institutional investor; (2) ultra-high net worth or high net
expertise in the power business in business expansion and bringing about benefits to the business of the group in order to become the true Power Flagship of the group, as well as to extend its power and
Plan Document Quick Link Central Pattana Public Company Limited Management’s Discussion and Analysis (MD&A) Page 2 of 18 Major Events in 2019 New Retail Development to Become the “Center of Life” Opened
justified to assume there will be a policy imperative for the lower carbon production method to become predominant. Our position is, given their high potential as sustainable transport fuels in a context of
securities to become non-compliant to any law, rules, regulations, or requirements set out by the Securities and Exchange Commission, the Capital Market Supervisory Board, the SEC Office, or the relevant
trustee, as the case may be, and become a co-party in a lawsuit or a party to whom the court’s judgment is bound, when the new trustee is completely vested with the trust property. 7 SECTION 28 The new
former trustee or exercise the rights and duties jointly with the surviving trustee, as the case may be, and become a co-party in a lawsuit or a party to whom the court’s judgment is bound, when the new