written confession that she had misappropriated the client’s money and used it for her own benefit at the approximate amount of 2.5 million baht. SEC has considered that Sunisa failed to perform duties

confession that she had misappropriated the client’s money and used it for her own benefit at the approximate amount of 2.5 million baht.  SEC has considered that Sunisa failed to perform duties or provide

regard, the proposed guidelines can be used as a temporary and optional measure; once the situation improves, financial statements of listed companies will reflect their financial position and operating

that has not covered the enforcement of investors’ rights as determined in the filing and prospectus. Other mechanisms equivalent can be used in replacement. For example, obligations or document with

and oversight that suitably apply to licensed corporations of different risk levels as well as diverse natures of business operation, organizational structure, business size, and complexity of the used

abolished or revised to lessen burden on people. By doing so, methods used must be done with speed, transparency, low costs with participation of all related parties.

who were her close relatives and friends instead. In so doing, she secretly used her supervisor’s computer to change the names of the persons having the right to such IPO allocation. Consequently, the

.   In this regard, less complex formula will be used in calculation without causing major difference on the outcome. Since 2004, the Turnover List has been launched to provide investors with information

SEC Secretary-General Ruenvadee Suwanmongkol said: “Nowadays, digital assets are used for fundraising and trading. Also, Blockchain innovation and Distributed Ledger Technology (DLT) are applied to

without his client's orders.  Such trading was made in high volumes for several consecutive days, decreasing the number of shares in the said account. {A} then used the client's money to gradually purchase