the new plant since the second quarter of 2017, which will commence operational in the second half of this year. With the additional capacity utilization from Phase 3, management believes that the
dishonesty; (3) During the course of three years preceding the year when the application is filed up until the date of registration as a qualified fund supervisor, not have operational records indicating the
three years preceding the year when the application is filed up until the date of registration as a qualified fund supervisor, not have operational records indicating the nature of deceit or dishonesty or
three years preceding the year when the application is filed up until the date of registration as a qualified fund supervisor, not have operational records indicating the nature of deceit or dishonesty or
Clause 2 (3) must demonstrate policies and measures on risk control and management, operational management and internal control system in order to efficiently operate derivatives business, including
registration under Clause 2 (3) must demonstrate policies and measures on risk control and management, operational management and internal control system in order to efficiently operate derivatives business
pledging and debt repayment capability of customer, shall not apply to the service of derivatives broker for institutional investor. Chapter 2 Organization Structure, Working System, and Operational Control
of derivatives broker for institutional investor. Chapter 2 Organization Structure, Working System, and Operational Control --------------------------------------- Clause 5. 5 Derivatives broker shall
of derivatives broker for institutional investor. Chapter 2 Organization Structure, Working System, and Operational Control --------------------------------------- Clause 5.5 Derivatives broker shall
) นโยบายและมาตรการในการบริหารความเส่ียงในดา้น credit risk, market risk, legal risk และ operational risk (ค) ระบบท่ีเหมาะสมและเช่ือถือไดใ้นการบนัทึกขอ้มูล การรายงานขอ้มูลต่อผูบ้ริหาร และการควบคุมการปฏิบติังาน