(www.sec.or.th) or send facsimile to 0-2263-6337 or e-mail  thaipvd@sec.or.th. The hearing ends on April 15, 2011. # # #

official considers the clarification of the applicant and discusses the case initially with the supervisor; - The responsible department concludes the consideration and proposes for the authorities

. The public hearing ends on 27 November 2024. Remark:* Clause 3   The applicant shall receive a license upon meeting the following qualifications:                        (10)  Not currently being imposed

@sec.or.th. The public hearing ends on 31 October 2024. Remarks:   * Short selling transaction refers to the sale of securities that are borrowed for delivery, either in the name of the securities company or

@sec.or.th, anudporn@sec.or.th, sawarin@sec.or.th, or arthipha@sec.or.th. The public hearing ends on 4 February 2025.

ends on 9 February 2024.______________________ Remarks: * Referring to auditors in the capital market not affiliated with audit firms that meet the requirement of four auditors at a

: bhumipisuth@sec.or.th, sawarin@sec.or.th, and arthipha@sec.or.th. The public hearing ends on 7 February 2024. ___________________Remarks: * The current regulations mandate that business operators maintain a

recommendations via the SEC Thailand’s website or email: phireeyaphon@sec.or.th or pitchal@sec.or.th. The Public hearing ends on 21 March 2024.________________________Notes:* The client's assets are kept in custody

@sec.or.th or pitchal@sec.or.th. The public hearing ends on 19 June 2024.    ____________________

: bhumipisuth@sec.or.th, sawarin@sec.or.th and arthipha@sec.or.th. The public hearing ends on 7 June 2024.  ________________________Notes: * The existing rules require that business operators maintain net capital