between fostering innovation and building confidence to the relevant parties. Comments from all parties have been taken into consideration. The regulation may not be perfect yet, but it’s the start allowing
Committee or the SEC later found out that company's executive did not commit dishonest act as accused, will there be any action taken against the auditor, as it may ruin the reputation of the alleged
-recognized corporate governance training. If the authorized director or manager of DA operators has never taken the corporate governance course, he or she must complete the course within one year from the
relevant state agencies were taken into account during the focus group consultation on 26 March 2021. The SEC will notify the agenda to submit e-reports starting from the second quarter and the e-reporting
regulations on custody of clients’ assets. Comments and recommendations from the hearing respondents were taken into consideration when revising final draft regulations to be more suitable. On 4 November 2021
education and investor protection campaign during the first week of October each year. The SEC Thailand has consecutively taken part in this global event since 2017, reflecting our organization’s dedication
business operators to voice their concerns and give comments and/or suggestions. The materials gathered from this event will be taken into consideration when the SEC lays out further guidelines for
addition, in order to prevent advantages taken against other investors during the public ICO which opens for the general public to invest, SEC will determine to distribute digital tokens to all groups of
stakeholder consultation before issuing or amending regulations and guidelines. This is to make sure that all comments and suggestions will be taken into account as the SEC maintains the balance between
Committee or the SEC later found out that company's executive did not commit dishonest act as accused, will there be any action taken against the auditor, as it may ruin the reputation of the alleged