office is able to supervise the operating system and the provision of services of the branch office. Clause 6. In granting permission to establish a branch office, the Office may prescribe conditions on

the law governing securities and exchange, and that its head office is able to supervise the operating system and the provision of services of the branch office. Clause 6. In granting permission to

, ThailandThe Securities and Exchange Commission, Thailand (SEC) is a public agency established under the Securities and Exchange Act B.E. 2535 (1992) with the mandate to supervise and develop the Thai capital

enact a law that supports digital asset business operators, issued by the SEC to appropriately supervise the industry and ensure consumer protection. In addition, the BOT is among the first central

;">กลุ่มที่ละเลยการตรวจสอบดูแลตามสมควร (fail to supervise) ในเรื่องระบบงาน หรือการกำกับดูแล ซึ่งมีระดับโทษเริ่มต้นตั้งแต่ พัก 6 เดือน - เพิกถอน 2 ปี แล้วแต่กรณี ทั้งนี้

ธุรกิจอาจเข้าข่ายละเลยการตรวจสอบดูแลกรณีดังกล่าว (fail to supervise) จึงเรียนมาเพื่อโปรดทราบและดำเนินการต่อไปขอแสดงความนับถือ(นายรพี สุจริตกุล)

investment scheme. “home regulator” means a regulator who has the authority to supervise collective investment schemes or CIS operators. “securities company” means a securities company that obtains the

required to regularly supervise the service providers to ensure efficiency of the performance (except for group 2 functions).         Applying for Approval and Reporting Guidelines   No prior approval or

. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai... https://www.sec.or.th/EN

securities company is part of the financial conglomerate which has shareholder structure, internal audit and supervise by the official agency as SEC has prescribed, the Office shall have the authority to waive