accordance with international standards. This includes (i) calculation of ratio limit, (ii) categorization of fund types to better reflect investment risks based on net exposure instead of investment value
such as company policy or strategic plan, and factors or risks that may have impacts on future performance and risk management measures. In addition, the SEC provided recommendations concluded from the
emphasis on sufficient information on offered products and services for investors? understanding and investment decision; particularly characteristics, return payment conditions, and the risks involved, not
risks and sufficiently determine other audit procedures to consider the cause of such discrepancy and impact on accuracy of other accounts. Moreover, he did not determine any procedure to verify the
aspects of biases comprising (1) emotional or preference biases: focusing on present rather than future incidents; (2) belief bias: making conclusion based on too small sample size while associated risks
financial health, with age-appropriate and group-specific investor education, as well as promoting investors to become smart investors who understand risks, know their rights, avoid investment scams, and are
providing service under Clause 3, derivatives broker shall undertake the followings: (1) arranging to have process to ensure that customer acknowledge risks associated with derivatives trading on foreign
assets A New Year Gift 2023 to the public, “SEC Crypto Academy” is designed as an online channel for the public to learn fundamental knowledge on digital assets , gain a better understanding of risks
enhance suitability for the characteristics of digital assets and types of associated risks Businesses and in alignment with the specific characteristics and risks associated with different types of digital
characteristics of digital assets and types of associated risks Businesses and in alignment with the specific characteristics and risks associated with different types of digital assets * while adhering to