investment decision carefully. For example, Notice Pending (NP) in case of awaiting material information, or Caution (C) in case a listed company has the characteristics as prescribed in the governing

and adequate information in materiality for client?s investment decision making. Following a report on the client?s complaint filed by the Ministry of Finance, the SEC further probed into the case and

the decision. Therefore, the agenda was proposed for shareholders? approval.The above proposal would affect ADAM listing qualifications and trading of company shares in the future and it requires at

intermediaries. These proposed rules aim to provide sufficient and material information for investors? decision making, and to promote salespersons? thorough understanding of the products they offer as well as

illustrating making trading decision before client acknowledgement. The client then acknowledged the transactions without any objection and made payment completely.  {A}'s actions were deemed using client

for their investment decision making. ?The regulations on securities allotment to the issuing companies? related persons must be revised as they have been in force for years. The revision aims to

information in materiality for client's investment decision making. Following a report on the client's complaint filed by the Ministry of Finance, the SEC further probed into the case and found that {A} gave

for their investment decision while the List can also be of use for securities companies? risk management.  Considering that Thai capital market has been developed with significant growth rate over the

decision making Clause 10 In cases where additional facts appear to the SEC Office after the 3 Added by the Notification of the Capital Market Supervisory Board Tor Jor. 33/2561 Re: the Application and

shareholders of the Business pursuant to the resolution of the 2019 Annual General Meeting of Shareholders of the Business. In this regard, the Board of Directors’ Meeting of the Business held on 18 March 2019