misconduct in violation of Section 170 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) was dishonest duty performance that caused damage to the company or created a benefit for himself, as specified
become effective from 1 May 2021.”The SEC has issued a circular to auditors to provide explanation and guidance on the amendments to the requirements for applying for approval and maintaining status as
Facebook Page ชื่อ Investing in the stock : Unlicensed securities and derivatives business (Disclosure Date : 09/02/2024)
Facebook Page ชื่อ Investing in the stock : Unlicensed securities and derivatives business (Disclosure Date : 09/02/2024)
, the SEC will file a criminal complaint for further legal proceedings. Due to his misconduct, {A} is deemed to have prohibited characteristics of capital market personnel as specified in the
The SEC Strategic Plan 2024–2026 prioritizes the strengthening of Thai capital market trust and highlighting the critical significance of investor confidence in cultivating a robust capital market
SEC Secretary-General Ruenvadee Suwanmongkol said: “SEC has been monitoring the corporate bond market on a continuous basis. There are many policy issues to address properly. For example, corporate
categories of Student and General Public) who successfully advanced to the final round of the Capital Market Datathon Project, which attracted 82 participating teams in total. The competition aimed to
for normal situations, business operators must receive the SEC’s prior approval. Hence, business operators requested more clarity as to which operational systems are required and a streamlined process
, investment analyst and investment planner, and at the amount of 10,000 baht in case of a fund manager. SEC has therefore proposed amendments to the regulations on supervision of capital market