(Securities and Exchange Commission of Cambodia : SECC) ร่วมกล่าวเปิดงานสัมมนาออนไลน์ ในหัวข้อ “The implementation of Risk-based Approach Compliance Review Methodology for Financial Reporting of Listed
one-fourth of board members by January 1, 2016. From January 1, 2016, new licensees must appoint independent directors in compliance with the specified proportion prior to commencing business
and fund supervisor as well as investment requirements. The offering of ASEAN CIS will be made through securities companies in Thailand and in compliance with disclosure rules comparable to the
to make repo and reverse repo transactions in compliance with the same regulations imposed on securities companies. The consultation paper is available at https://www.sec.or.th/EN/Pages
Governance หรือ ESG) และด้านการติดตามดูแลการซื้อขาย การปฏิบัติตามกฎเกณฑ์ หรือการบังคับใช้กฎหมาย (Surveillance/Regulatory Compliance)2) การเพิ่มความยืดหยุ่นให้คณะกรรมการ ก.ล.ต. สามารถปรับปรุงหรือแก้ไขประเภท
Office may announce a detailed guideline for the benefit of compliance with the requirements under this Notification, and the compliance with such guidelines shall be deemed to be in compliance with the
should contact the compliance unit of the company directly https://www.sec.or.th/EN/Pages/AboutUs/SECComplaint.aspx
opposition to auditor's code of ethics. Q: In compliance with Section 89/25, if auditor reports facts through Auditor's Report or informs the company's management through letter, will the auditor be
pros and cons and the costs of compliance 4. Seek approval for the measure from SEC Board/CMSB/SEC Office 5. Conduct public consultation on the measure: focus group meetings/public hearings This
Governance Country Assessment (CG-ROSC) is an assessment of CG policy framework and compliance with international standards of capital markets by the World Bank. As participation in this program is voluntary