execution program. She also transferred her own money into the client’s trading account as a collateral for trading loss. Meanwhile, the client did not contradict or object to the record of confirmed
reach out to target audiences, with the main activity being the virtual seminar on “Building Resilience to Cope with the Unexpected” to be held on 2 October 2022. The seminar program includes experience
from the latest Financial Sector Assessment Program (FSAP) in 2019, requesting SEC to amend the Securities and Exchange Act to impose sanctions on the audit firms in the capital market.“In addition
of our population in the society. The collaboration today will certainly attract more students to join our fourth and fifth-year program.?Vorapol Socatiyanurak, SEC Secretary-General said the SEC, in
Department of Labor Protection and Welfare (DLPW) (3) Representative from the United Nations Development Program in Thailand (UNDP) (4) Director of Thailand Responsible Business Network (TRBN) (5
1 (TRANSLATION) SAFARI WORLD PUBLIC COMPANY LIMITED PCL 0107537000351 Ref. No. 080/2019 4 December 2019 Subject: Notification of the Resolution of the Board of Director’s Meeting regarding of the schedule of EGM1/2020, Capital Decrease, Capital increase, an Increasing of investment cost in Carnival Magic Project, and compensation for design and construction to related person. (Update) To: Managing Director The Stock Exchange of Thailand Reference: 1. Information Memorandum on the Issuance and Of...
reviewed its internal structure and operation to improve performance efficiency. The “Change Management Program” was launched with an aim to shift the SEC’s role more towards that of a “facilitator” and
corruption. In addition, the SEC encouraged listed companies and capital market intermediaries to boost efforts at fighting corruption. These aforementioned measures contributed towards Thailand earning the
examined by the SEC Office. Chapter 7/1( Providing Services of Portfolio Advisory or Program Trading _____________________ Clause 41/1 Providing services of portfolio advisory or program trading shall comply
outside the intermediary’s offices in order to be examined by the SEC Office. Chapter 7/1 Providing Services of Portfolio Advisory or Program Trading _____________________ Clause 41/1 Providing services of