also make necessary inquiries to the bondholder representative to obtain complete information before making an informed decision at the bondholders’ e-meeting.        _______________________ Remark: 1

: jirapat@sec.or.th or thanapatk@sec.or.th. The public hearing ends on 14 October 2024.     Remarks:  * Including investment tokens granting the right for the holders to obtain products, services or any other

requirements other than those governing plain vanilla bonds. For example, all types of offerings must submit an application for approval, obtain a credit rating, disclose additional information other than plain

minor shall obtain a consent from the rightful representative before executing any legal acts and any acts executed by a minor without such consent shall be voidable unless regulated otherwise, etc

take part in and make inquiries with STARK to obtain information for decision making.After it appeared to the public that STARK had filed a complaint with the DSI against related persons, the SEC had

representative to obtain complete information before making an informed decision at the bondholders’ e-meeting.   ______________________

maintain their status as a capital market auditor without immediate termination, provided that steps are taken by the auditor to make rectification to obtain the prescribed qualifications within the given

by requiring the auditors to obtain prior approval from SEC. In addition, the auditors must be associated with the audit firms recognized by SEC. The auditors, however, shall not be director, manager

allowed to contact and give investment advice to clients. The SEC has emphasized to all intermediaries to strictly instruct their investment consultants to obtain and compile sufficient information for

assets. Under the royal decree, they must obtain licenses to operate digital asset businesses from Ministry of Finance. SEC has a duty to standardize business practices to ensure that operators are well