.? [The average scores range from 5 (the lowest) to 1 (the highest)]. Major issues found among the inspected audit firms included non-compliance with auditing standards and inefficient work monitoring

affected the applicant's prudent management; (2) insufficient monitoring of related party transactions that may have invoked a conflict of interest and damage to the IPO applicant with regard to a group of

according to the asset allocation plan, (4) monitoring and rebalancing the portfolio, to (5) providing consolidated reports for clients’ review. As a result, the service receivers are ready to manage their

as an attractive venue for local and regional fund mobilization by streamlining the securities offering and ongoing process which includes pre-fundraising screening, effective trading monitoring system

ซึ่งแสดงถึงผลิตภัณฑ์ในตลาดทุนแต่ละประเภทและสัดส่วนการลงทุน โดยมีการส่งคำสั่งซื้อขายตามแผนจัดสรรการลงทุนดังกล่าว (portfolio advisory with execution) รวมทั้งมีการติดตามและปรับปรุงการลงทุน (monitoring

mutual fund management: Asset management company (AMC) shall have fiduciary duty to protect the interest of unitholders. In so doing, AMC shall lay out a policy for preventing and monitoring any act that

Thailand have been closely monitoring the situation in the financial market, and deem it necessary to take the following measures to stabilize the financial market and stop the liquidity problem from

preparing high-quality financial reports;Organizing appropriate internal control system, quality internal audit unit, along with monitoring the efficiency and effectiveness of risk management within the

of rules monitoring listed companies.  Meanwhile, investors are suggested to consider several factors in making investment decision in listed companies. The third study on purchase of shares by persons

trading services for privacy coins to enable monitoring of the executed transactions in the system.    The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=690