guidelines issued thereunder. This allows SEC to supervise the operation of ICO portal related to IT systems more efficiently and in accordance with the oversight standards imposed on other types of
and oversight that suitably apply to licensed corporations of different risk levels as well as diverse natures of business operation, organizational structure, business size, and complexity of the used
The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on continued quality development and investor protection reliability of such business operators. This
in various countries have expressed views and laid out guidelines for digital asset oversight that vary in degree of strictness. We take this opportunity to organize the 1st SEC Thailand
under appropriate oversight and to maintain confidence of investors who use the services. The consultant paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=678
have maintained an ongoing collaboration focused on the continual improvement of regulatory oversight for the issuance and offering of debt securities. This partnership has involved the establishment
developing and enhancing oversight of listed companies and strategies for preventing and suppressing inappropriate behaviors within listed companies to ensure that they would be able to raise fund from
advertisements and prepare monthly report on advertising oversight for board of directors’ approval. The monthly reports are then compiled and submitted to the SEC on a quarterly basis; (3) Clarifying clearly
Audit Oversight Board (AOB) จัดตั้งขึ้นโดยองค์กรกำกับดูแลตลาดทุนของมาเลเซีย เป็นเจ้าภาพในการจัดการประชุม โดยมีผู้แทนองค์กรกำกับดูแลการสอบบัญชี และผู้สอบบัญชีจากสำนักงานสอบบัญชีชั้นนำในระดับภูมิภาคและระดับ
Diligence (KYC/CDD) as well as client activity oversight systems. Additionally, the SEC is in the process of submitting the? case for consideration of the Criminal Fining Committee.During a routine inspection