. Provide the disclosure in a separate section titled “Risk Factors” and separate different types of risk factors into different subsections. 3. In case of offering for sales of unusually risky debt

5 ปี มากกว่า 5 ปี ต่ำ สูง ความผันผวนของ ผลการดำเนินงาน (SD) < 5% 5-10% 10-15% 15-25% > 25% ต่ำ สูง ความเสี่ยงจากการกระจุกตัวลงทุน High Issuer Concentration Risk ≤ 10% 10-20% 20-50% 50-80% > 80% ต่ำ

Risk) MM Mก!@[7 (Standard Deviation: SD) 2-G '* ≤ 5% 5% - 10% 10% - 15% 15% - 25% > 25% ": 47N! Nก MM Mก!@[7ก ! (SD) "#Nกก![ 5 # ,1)'3- ;กก0+ก0(;ก2=16L*8ก20'00 60 7S- (High Issuer Concentration Risk

? payment ability. If investors cannot settle the payment and have to seek loans from non-financial institutions at high interest rate, their financial status will be weaken and sooner may also risk brokers

checkups through a risk assessment test and target determination; (2) determining an investment plan according to acceptable risks and targets determined; (3) making investment according to an investment

, and (2) investing in low-risk, high-liquidity instruments, e.g., treasury bills, government bonds, state enterprise bonds, Bank of Thailand bonds, and debt instruments avaled or full guaranteed by the

Conduct dated 14 October 2009. Kruawan had traded securities through her client?s account every business day. Her trading manner with high frequency and trading volume, when compared to the client?s credit

diligence on the projects, verify investors’ identities and status, and conduct risk assessment of investors. Issuing of each ICO can be offered the unlimited amount to institutional investors, ultra-high

for digital assets can apply for official licenses at  SEC  from now on. The standardized work systems, good risk management and well-prepared personnel will be emphasized.SEC Secretary-General Rapee

2015 was published in the Government Gazette on 25 June 2015. 8 Diagram showing infrastructure funds’ risk levels and a summary of important risk factors Low risks/complexity High risks/complexity Money