Mr. Yinganan Wongsiridej Mr. Yinganan, while he was a fund manager of the Sala@Sathorn Property Fund (SSPF), knew inside information that there was an offer from one company to purchase the main
regulatory association. The main focuses of the proposed regulations are as follows: (1) Application for approval and granting of approval for the association: An applicant shall be granted an approval
This regulatory guillotine discussion is the first in the virtual talk series under the theme, “How to Regulate to Earn Investor Confidence and Global Competitiveness.” The main objective is to
SEC and the Securities and Futures Commission (SFC) are developing a bilateral agreement for cross-border fund offerings under the HK-TH MRF project with the main objective of facilitating mutual
recognized by the SEC and have been listed on the main boards of such exchanges at least for one year, they will be deemed to have been satisfied the criteria comparable to those of the SEC. The revision aims
Thai incorporated companies and foreign companies not listed on specified main board of foreign exchanges. The proposal aims at enhancing investor protection while pushing securities issuers to rectify
ผู้พัฒนาและให้บริการระบบ (main operator) ประกอบด้วยสมาคมบริษัทหลักทรัพย์ไทย สมาคมธนาคารไทย และตลาดหลักทรัพย์แห่งประเทศไทย ตลอดจนกลุ่มผู้ประกอบธุรกิจที่เข้าร่วมโครงการมีการประชุมเชิงปฏิบัติการเพื่อออกแบบ
main driving force has been an increasing awareness among investors, both retail and institutional, of ESG-related matters. Similarly, in Thailand, there are a number of mutual funds with the
and limited brokers, dealers and underwriters (LBDUs).The main objective of the proposed amendment is to allow juristic persons to act as selling agents for the aforesaid intermediaries, as opposed to