Office. In this case, an additional examination on related rules is required. 2 Securities means all types of securities under the Securities and Exchange Law, e.g., equity, debt instrument and mutual fund
any); Information on the recording of debt instrument default or claim as zero or there are any circumstances that may make debt repayment impossible (if any); Information on any receipt of other assets
https://www.sec.or.th/TH/Documents/DigitalAsset/enactment_digital_2561_summary_en.pdf Microsoft Word - edited 18 4 08 - A4 paper.doc trust instrument “trust instrument” means a contract whereby a person
the trust instrument; “registration statement” means the registration statement of an offer for sale of securities in the category of unit; “financial advisor” means a financial adviser whose name
exceeding one year and shall not have any restriction on selling or transferring before maturity; (3) investing in debt instrument avaled in full amount or unconditionally guaranteed by the Ministry of
restriction on selling or transferring before maturity; (3) investing in debt instrument avaled in full amount or unconditionally guaranteed by the Ministry of Finance for full repayment of principal and
Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger of mutual fund Procedures in a case of defaults of debt instrument issuers Exercise of voting rights in a
defaults of debt instrument issuers Exercise of voting rights in a shareholders’ meeting Dividend payment Fees Procedure for dissolution of mutual fund Relaxation of rules Additional rules for guaranteed
capital Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger of mutual fund Procedures in a case of defaults of debt instrument issuers Exercise of