following manners: (1) the spouse or a minor child of any such person; (2) a natural person or a company that holds a majority voting of any such person’s shares, which means: (a) any natural person or
) maintaining the proportion of shareholding that possesses the specified characteristics under Clause 3 throughout undertaking business of precious metal derivatives brokerage ; In case a person who obtained
brokerage; (3) maintaining the proportion of shareholding that possesses the specified characteristics under Clause 3 throughout undertaking business of precious metal derivatives brokerage; In case a person
business of precious metal derivatives brokerage ; (3) maintaining the proportion of shareholding that possesses the specified characteristics under Clause 3 throughout undertaking business of precious metal
4 throughout undertaking business of precious metal derivatives brokerage; (3) maintaining the proportion of shareholding that possesses the specified characteristics under Clause 3 throughout
4 throughout undertaking business of precious metal derivatives brokerage; (3) maintaining the proportion of shareholding that possesses the specified characteristics under Clause 3 throughout
possesses the following qualifications: (1) having paid-up registered capital not less than 100 million Baht; (2) there is no [i] reasonable grounds to believe that the applicant’s financial status may cause
auditor possesses any prohibited characteristics; (4) the approval is revoked or suspended for the remaining approval period by the SEC. 2.2 List of SEC-registered auditors 2.3 List of SEC-registered
securities issuing companies where there appears the fact that such person possesses any untrustworthy characteristics according to the Notification No. KorChor. 8/2553; (3) notifying of a wait for the result
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...