sources of funds to handle risks arising from connected services. In cases where a central securities depository desires to provide tiered participation arrangements with another central securities

purpose, the Fund Manager may assign a person to handle a specific act on the Fund Manager’s behalf, but in any case, it shall be in accordance with the regulations specified by the Fund Committee. SECTION

experts shall be the combination of the one as representative of investors, the one being securities or derivatives trading expert and the two appointed from the name list proposed by association. The

-month period, ended as at 30 September 2018. Therefore, the combination between the Transaction of Returning Spring26’s License and the transactions on the disposal of assets during the 6-month period

female directors is 10.55. 4 The results remain consistent when we cluster standard errors by firm, industry, or year or by any combination of the three variables or by all three variables. 14 SEC

INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...

and special investigation against possible contravention or malpractice ë Handle complaints against misconduct ë Set approval standards to ensure that related persons are fit and proper ë Set standards

a better image as well as having sustainable performance. These factors above will underpin the transformation of Thailand’s economy through a combination of government policies and changes in private

winter season, and an increase supply in the market from South Korean exports. The Gasoil/Dubai’s demand lowered after winter and refinery maintenance during the quarter. The combination of events resulted

sustainable economic well-being. The five factors above will underpin the transformation of Thailand’s economy through a combination of government policies and changes in private-sector business conduct, as