. Additionally, the local securities company would be required to inform the foreign client to disclose its client information on transactions related to NVDR to ensure that the local securities company is aware
securities. Additionally, the local securities company would be required to inform the foreign client to disclose its client information on transactions related to NVDR to ensure that the local securities
revisions to the information disclosure rules pertaining to sustainability-themed bonds to ensure that investors have accurate and complete information for decision-making, and to increase the credibility
financial instruments and put in place effective regulations to ensure compliance, fairness, and prevent exploitation of stakeholders. As the market became more developed, new products were introduced and
eligible sustainable projects, the process for project evaluation and selection, project progress reporting and the selection of sustainability KPIs. This is also to ensure that investors have accurate and
assets in accordance with the Derivatives Act B.E. 2546 (2003) to ensure clearer protection of customer assets. The main focuses of the proposed regulations are as follows: 1. Where a
subscription application form. Moreover, investors should always ask for receipts of transactions to ensure that their subscriptions or trading orders are properly executed. In all cases, investors need to
to disclose correct, complete, and clear information without any false statements. They must not uncover fact that should be clarified or mislead investing public to ensure investor protection. The SEC
through paperwork services and collection of contributions for the provident funds; 2. revising the PVD Act to enhance member protection, fair treatment and transparency: to ensure the
August 2023, whereby most respondents agreed and gave suggestions on matters such as determination of qualifications of the association applying for approval to ensure that the association has knowledge