: Custody of Assets of Clients by Licensed Derivatives Brokers dated 22 December 2004 which have been in effect prior to the effective date of this Notification shall remain in full force to the extent that
been in effect prior to the effective date of this Notification shall remain in full force to the extent that they are not inconsistent with nor contrary to the provisions of this Notification, until
been in effect prior to the effective date of this Notification shall remain in full force to the extent that they are not inconsistent with nor contrary to the provisions of this Notification, until
Notification shall remain in effect to the extent that they are not inconsistent with nor contrary to the provisions of this Notification until other orders or circulars or prescribing guidelines are issued
and extent of an engagement quality review (b) Requirements for the EQr to obtain understandings and information communicated by the engagement team and the firm. (c) Direction and supervision of AEQr
provision of services as a securities clearing house or central securities depository to the extent that members or their clients, or any involved persons understand risks from use of the services, and shall
extent that they are neither inconsistent with nor contrary to the provisions of this Notification until the orders and circular letters issued under or providing guidelines for compliance with this
effective date of this Notification shall remain in full force and effect to the extent that they are neither inconsistent with nor contrary to the provisions of this Notification until the orders and
effective date of this Notification shall remain in full force and effect to the extent that they are neither inconsistent with nor contrary to the provisions of this Notification until the orders and
extent that such rules are not in conflict or contradiction of the principles for supervision of foreign auditors, in any case, subject to the following rules: (1) in the case where the applicant for