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SEC took action on SECC case to ensure investor protection and market confidence

Bangkok, December 4, 2008 ? As appeared in the news that S.E.C. Auto Sales and Services Plc. ("SECC"), its executives and other related persons, might have acted in contravention of the securities law and other relevant laws, the SEC immediately took the following actions on the SECC case so as to ensure investor confidence in the market orderliness and stability of the securities trading system.In case of the SECC?s subsidiary, SECC Holding Co., Ltd., making loans to four outside parties in the...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=2722

SEC enhances real estate-backed ICO oversight to strengthen investor protection mechanisms

Real estate-backed ICO is in the form of fundraising and benefit generation similar to REIT. However, the regulations governing real estate-backed ICO with regard to investor protection mechanism

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8839

SEC drives right protection volunteer campaign to enhance listed companies? corporate governance

Bangkok, February 28, 2013 ? The SEC, the Thai Investors Association (TIA), and the Thai Listed Companies Association (TLCA) jointly reinforced the right protection volunteer campaign to fully

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4890

SEC announces Thailand’s investor protection rising to the world’s 3rd rank in Doing Business Report 2020

Minority Shareholder. “During the course of assessment, the SEC proactively participated in the revision and promotion of various measures to enhance minority investor protection, resulting in the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7782

SEC holds forum to exchange views on setting up “investor protection fund”

At the academic seminar entitled “Investor protection mechanism and building confidence in the capital market” hosted by SEC on Wednesday 20 November 2019, experts from Australia and Malaysia took

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8336

SEC Thailand public hearing on proposed regulations on protection of derivatives business customer assets under the Derivatives Act.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=944

SEC public hearing on proposed regulations on protection of derivatives business customer assets under the Derivatives Act

On 15 August 2023, the Capital Market Supervisory Board Meeting No. 8/2023 passed a resolution approving the principles and draft regulations related to protection of derivatives business customer

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10186

ASEAN CIO Association teams up with 4 organizations to co-host a “Data Protection Officer – Chief Data Officer” seminar

Mr. Phuchphong Nodthaisong, Deputy Permanent Secretary of Ministry of Digital Economy and Society (MDES), as acting Secretary General of Personal Data Protection Commission (PDPC), said: “The

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8819

ก.ล.ต. จัดสัมมนา “การเตรียมความพร้อมกรรมการและผู้บริหารระดับสูงในเรื่อง Personal Data Protection”

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดงานสัมมนา “การเตรียมความพร้อมกรรมการและผู้บริหารระดับสูงในเรื่อง Personal Data Protection” เพื่อให้หน่วยงานภายใต้การกำกับดูแล รวมถึง

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=8014

SEC public hearing on proposed amendments to digital asset business rules to increase flexibility and investor protection

comply with international standards. In addition, to enhance protection of investors’ interest, SEC is proposing to revise the regulations related to ICO portals including the approval process, IT

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7877