laws or regulations do not specifically require a derivatives exchange to perform by itself, and which are necessary to enhance its business operation efficiency, the derivatives exchange may outsource
SHARE : SEC amends regulations on custody of clients’ assets in digital asset businesses to enhance investor protection Wednesday 2 March 2022 | No. 32 / 2022 The Securities and Exchange Commission (SEC
will help reduce risk in service provision and enhance confidence among service users. KBank is now preparing relevant operational procedures to ensure conformity to these guidelines. Computer-Related
/ 2020. The reason for the increase revenues due to increased sales of both domestic and international. Although it has the COVIC-19 epidemic situation, but still maintain a close relationship with
maintain compliance with the approval conditions at all times. In the event that its proposed rules would affect the business operations or the interest of members, investors or stakeholders, the
the issuer. Nonetheless, the issuer must maintain its qualifications and compliance with approval conditions as well as disclosure requirements all through the program; unless otherwise, the approval
transfer of proceeds from PVD to Retirement Mutual Fund (RMF) in preparation for the amendment to law on provident fund. The proposal aims to provide PVD members unable or not intending to maintain their
asset business, and the requirement that any business operator that cannot maintain its net capital to meet the criteria must cease its business operation immediately in order to prevent any damage to
diverse nature of the PF business, and maintain standards and quality of the business for the best interest of clients. The SEC conducted an initial hearing on the principles for amending the PF rules in
capital rules serve as initial capital requirement for those intending to operate a securities business. Once the business operation begins, the licensees must also maintain on-going capital suitable for