This seminar aimed to provide in-depth knowledge and strengthen the capacity of the business sector to raise funds under the framework of Transition Finance, facilitating a credible transition to
deeply appreciate the tireless efforts and dedication of SC, MAS and SEC Thailand in facilitating the admission of the Philippines into the ASEAN CIS Framework, especially the members of ASEAN CIS
allowing trading accounts and bank deposits to be opened in their names and facilitating the financial transactions. The acts of Phongsri and M.L. Soonthornchai were considered contravention of Section 243
due care, and aiding and abetting others in their illegal activities. This includes facilitating investment consultants to trade securities by using client accounts and use non-financial institution
development of neighboring countries by facilitating the investment of businesses in the region for mutual benefit and sustainable growth. The SEC?s initiatives are:4.1) Networking and continued capacity
balance between facilitating business operations and fund raising and providing appropriate level of investor protection without imposing undue restrictions on their investment choices.?
account to trade securities for one's own benefits; and (4) facilitating a person to open a securities trading account in the name of other persons to trade securities for the benefit of such person were
for the purposes of facilitating investors when contacting with the branch office and undergoing inspection on operations by the Office to ensure compliance with the law; (4) Pre-conditions or post
the branch office for the purposes of facilitating investors when contacting with the branch office and undergoing inspection on operations by the Office to ensure compliance with the law; (4) Pre
the branch office or the preparation of personnel to work at the branch office for the purposes of facilitating investors when contacting with the branch office and undergoing inspection on operations