. Clause 6. In applying for a waiver, the applicant shall: (1) Send to the Office the written request for a waiver, together with a copy of the written request for resolution of the shareholders’ meeting of
rules: (1) send a written request for the resolution of the unitholders or call a meeting of the unitholders; (2) provide sufficient information for the unitholders’ decision making in the written request
encrypted form and keep them separately from application system data; (8) limit the number of entering wrong passwords. In practice, there should not be more than 10 unsuccessful attempts; (9) transmit
application system data; (8) limit the number of entering wrong passwords. In practice, there should not be more than 10 unsuccessful attempts; (9) transmit passwords to users securely such as in sealed
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
, with an approval of the SEC Office, through a method agreed upon with the client. Clause 26 In case of the following transactions, an intermediary shall send out a confirmation statement with details
method agreed upon with the client. Clause 26 In case of the following transactions, an intermediary shall send out a confirmation statement with details under Clause 25 to clients within the periods of
size of more than or equals to 15 percent but less than 50 percent which requires the Company to disclose the information memorandum to the Stock Exchange of Thailand and send the circular notice to
disclose certain information as specified in List 1 attached to the Major Transaction Rules to the Stock Exchange of Thailand (the “SET”) immediately (details as appear in enclosure 1) and send a