greatly, whether the ICO constitutes securities offering under the SEA shall be determined on a case-by-case basis. 2.2 ICO process • Technically, ICO process can apply to any types of securities. However
schemes. The idea is to attract more savings in quality stocks under professional management which will enhance market stability. Finally, work on international cooperation became more deeply etched. We
, placing a special focus on well-balanced and fundamental development of ecosystem in the Thai capital market to enhance trustworthiness as well as efficiency and competitiveness of intermediaries and the
of technologies to enhance market efficiency and facilitate fundraising and investment activities in order to create long term well-being for Thais. SEC Secretary-General Rapee Sucharitakul said: ?We
the Stock Exchange of Thailand ( the “SET” ) so the Company does not have a market price as a reference and the price determined by institutional investors through the book building method is not
statements, registration and any other application; (4) accept fees as specified in the ministerial regulations or as determined by the SEC and the Office. Provided that it shall be solely for the benefit of
statements, registration and any other application; (4) accept fees as specified in the ministerial regulations or as determined by the SEC and the Office. Provided that it shall be solely for the benefit of
Securities and Exchange Commission hereby issues the following regulations: Clause 1 The transferable subscription right (TSR) shall be determined as a security under Section 4 of the Securities and Exchange
public policy and pre-determined criteria. This exemption rule would facilitate social enterprises in raising fund for their operation to achieve the objectives of promoting employment or solving social
SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of