Derivatives Broker (No. 2) dated 7 December 2010. Clause 3 This Notification shall be applicable to the establishing of any intermediary’s branch office, excluding the branch office of [an intermediary which is
representative office in the Kingdom shall obtain an approval from the Office. The representative under the first paragraph shall undertake only those businesses specified in the approval. The provisions of
undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Office of the Securities and
16/03/2006 2. Notification of the Office of the Securities and Exchange Commission 46/2556 18/12/2013 16/01/2014 3. Notification of the Office of the Securities and Exchange Commission SorThor
Public Company Limited (PTTEP) sale report to the SEC Office within February 22,2022 which is the period specified in the notification of the SEC office. However, the result of the structured note
Limited ("KCE") sale report to the SEC Office within February 22,2022 which is the period specified in the notification of the SEC office. However, the result of the structured note, underlied to
financial statements for the year 2020 to the SEC Office, which is audited by a certified public accountant who does not obtained an approval from the SEC Office. Later, the rectified audited financial
Banpu Public Company Limited Banpu Public Company Limited (“BANPU”) failed to prepare and submit the result of the bond sale report to the SEC Office between 26 February 2020 to 27 January 2021