the decision-making on investment or the change in the securities price of the company within specified period. SEC Act S.300 Settlement Committee Meeting No. 2/2018 Settlement Committee Order No. 10
change in the securities price of the company within a specified period. SEC Act S.300 Settlement Committee Meeting No. 4/2018 Settlement Committee Order No. 16/2018 Dated 18/04/2018
nominee's securities account for 471 times but failed to prepare and disclose report on change in his holding to the SEC Office within the period specified in the notification of the Capital Market
likely to affect the rights and interests of securities holders or the decision-making on investment or the change in the securities price of the company within the period specified by the notification of
Market Supervisory Board which is SCM did not report the change in the objectives of the Initial Public Offering ("IPO") utilization from the objectives of IPO disclosed in the registration
account but failed to prepare and disclose report on change in her securities to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board. Mr. Sasavat later
Redemption Date at their applicable Make-Whole Redemption Amount. In addition, upon the occurrence of a Change of Control 2 the Noteholder of a Note of a Series may require the Issuer to redeem such Note at
offence, the SEC Office may issue a written warning to the company against such improper act. Q: While under business rehabilitation by a plan administrator, is the company required to have an active
recommendations in the Principles will apply but others may be less relevant. We also acknowledge different investment strategies, for example as employed by passive or active funds, and advocate that shareholders