Notification of the Securities and Exchange Commission No. KorKhor. 10/2547 Re: Registration to be a Derivatives Business Operator in the Category of Derivatives Advisor, dated 23 January 2004, the SEC Office
trust (unit trust) having objective to invest in securities or financial instruments; “home regulator” means capital market supervisory agency of country where foreign collective investment scheme has
person responsible for management of foreign collective investment scheme. “home regulator” means a capital market supervisory agency of foreign country where a foreign collective investment scheme has
/preparationoffinancialstatements.aspx English (United States) OfferingdebtsecuritiesinThaiBaht to the SEC Office. 7. No record of breaches of regulations and laws (i.e. being currently subject to a criminal complaint or legal
, namely inquiry officers under the Bureau of Financial and Banking Crime of the Department of Special Investigation (DSI), and public prosecutors under the Department of Special Litigation of the Office of
; Bank of Thailand; Office of Insurance Commission; Other agencies, for example, Damrongtham Center, the Federation of Accounting Professions, the Digital Government Development Agency (Public Organization
, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- The Office of the Securities and Exchange
responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- The Office of the Securities and Exchange Commission Notification of the
. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- The Office of the Securities