) 4. Notification of Capital Market Supervisory Board 44/2552 03/08/2009 01/09/2009 5. Notification of the Office of the Securities and Exchange Commission Sor Thor. 34/2556 Arrangement in
) 4. Notification of Capital Market Supervisory Board 44/2552 03/08/2009 01/09/2009 5. Notification of the Office of the Securities and Exchange Commission Sor Thor. 34/2556 Arrangement in
receipt 189.5 - 189.5 100.0 Trade and Other Payables 1,243.0 738.5 504.5 68.3 Unbilled payables 592.0 713.5 (121.5) (17.0) Current portion of liabilities under financial arrangement agreements 152.7 42.6
that involves transfer of subscription money to personal bank accounts of investment consultants because such arrangement could be used as a channel for committing dishonest acts and it might lead to a
The Passport is intended to provide significant benefits to investors through more fund choice, while maintaining effective legal and regulatory arrangement for investor protection. It is also
that focuses on financial reporting process and sufficient arrangement of relevant resources. For example, attaching the Key Performance Indicators (KPIs) of company management to financial reporting
/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013; (2
reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of
arrangement or the Joint Operation and Joint Investment with grantor, Emerging Markets)? If so how are above “normal risk” clients managed https://www.sec.or.th/EN/Documents/Auditor/acceptance.doc ประกาศคณะ
Arrangement, Operating Systems and Providing Services of Securities and Derivatives Intermediaries dated 6 September 2556, the SEC hereby issues the following regulations: Clause 1 In this Notification