inside information regarding securities issuers; (4) clear scope of work, duties and responsibility of executives and units. Clause 4/1.8 A securities company shall have independent director of at least
other related agencies has been passed sufficiently, or (2) the Committee has already set clear and sufficient guidelines for considering cases with similar facts to the case under consideration. Chapter
คอมพิวเตอร์ไม่ให้มีข้อมูล ส าคัญปรากิในขณะที่ไม่ได้ใช้งาน (clear screen) การ log-off จากระบบเมื่อใช้งาน เสร็จสิ น และการก าหนดรหัสผ่าน เป็นต้น พร้อมทั งจัดให้มีการซักซ้อมและ สร้างความตระหนักรู้แก่พนักงานเพื่อ
applicant shall be responsible, as appropriate, for accommodation and travelling expenses incurred from such visit. In this regard, clear criteria may be established by the SEC Office. Paragraph 2 shall not
least set out measure to protect the access to inside information of units and personnel who has an opportunity to access the inside information regarding securities issuers; (4) clear scope of work
company may determine the font’s characteristics and size as appropriate. However, the font size should be clear and easy to be read by investors, such as TH SarabunPSK 12. • Number of pages: Generally
added at the end of the factsheet. • Font: The management company may determine the font’s characteristics and size as appropriate. However, the font size should be clear and easy to be read by investors
explanation thereon may be added at the end of the factsheet. • Font: The management company may determine the font’s characteristics and size as appropriate. However, the font size should be clear and easy to
appropriate. However, the font size should be clear and easy to be read by investors, such as TH SarabunPSK 12. • Number of pages: Generally, factsheet should have two to three pages. However, in case of a fund
risks and opportunities 2. Clear and understandable: presented in a manner that aids understanding (providing context, limitation and management’s thinking) 3. Reliable, verifiable, and objective 4