” means: (1) Ordinary partnership of which the fund supervisor or its directors, managers or persons with power of management who are responsible for the line of work relating to being fund supervisor are
” means: (1) Ordinary partnership of which the fund supervisor or its directors, managers or persons with power of management who are responsible for the line of work relating to being fund supervisor are
Business (No. 2) B.E. 2563 (2020), which became effective on 27 November 2020, “ Digital Asset Investment https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8823 SEC reminds digital asset fund managers
), which became effective on 27 November 2020, “ Digital Asset Investment https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8823 SEC reminds digital asset fund managers and digital asset investment
), which became effective on 27 November 2020, “ Digital Asset Investment https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8823 SEC reminds digital asset fund managers and digital asset investment
Capital Market Supervisory Board No. TorChor. 23/2551 Re: Definition of “Executives” under Chapter 3/1 of the Securities and Exchange Act B.E. 2535 (1992) as Amended by the Securities and Exchange Act (No
operating securities business | - |- Registration |- Net Liquid Capital Rule (Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders | - |- Approval
Suwanmongkol and executives attended the GEMC Annual Meeting on 20 September 2019. Currently, the GEMC is composed of 80 member countries and chaired by Dr. Obaid Al Zaabi from the Securities and Commodities
executives of the company under Chapter 3/1 of the Securities and Exchange Act B.E. 2535. The proposed rules aim to achieve a better balance between compliance cost for listed firms and benefit of public
facilitate the exchange of experiences among law enforcement personnel involved in the Thai capital market. During the event, SEC executives presented lectures focusing on supervision and law enforcement