Following investors’ complaints and SEC’s further investigation, it was found that during 2013 – early 2015, a group of persons opened a learning course on the topic of technical analysis and gave
wishes to maintain the approval status, such person must take a refresher course and pay the renewal fee every two-calendar year period at the amount of 1,000 baht in case of investment consultant
ประกอบธุรกิจใดและต้องการดำรงสถานะการเป็นบุคลากรที่ได้รับความเห็นชอบ จะต้องเข้ารับการอบรมทบทวนความรู้ (refresher course) อีกทั้งยังจะต้องชำระค่าธรรมเนียมการต่ออายุทุกรอบ 2 ปีปฏิทิน เป็นจำนวนเงิน 1,000 บาท
Minority Shareholder. “During the course of assessment, the SEC proactively participated in the revision and promotion of various measures to enhance minority investor protection, resulting in the
who wish to offer securities, either cross-border equity offering or DR, in Thailand. In the course of the discussion, the representative from World Bank (Thailand) also expresses the interest in
revision process. The final Draft Act will be submitted according to the National Legislative Council's procedure in due course.?In addition to the legislation, the SEC is simultaneously working to remove
suspicious acts, please call SEC Help Center at 1207 for further investigation in due course. ________________________________
to the exchange of digital assets in the ordinary course of business outside the digital asset exchange. Additionally, 1000X promoted its service in the Thai language on a Facebook Page named 1000X
20-Year National Strategy, the Paris Agreement on Greenhouse Gas Emission Reduction by 20-25 percent by 2030, and the SDGs on Climate Action in due course.” The Guidelines and the Appendix: Sample of
?Disclosure of REIT information will be in line with international practice that REIT manager will be responsible person, including disclosure of information on operations carried out in the course of REIT