. In this Notification: “Mutual Fund Management Company” means a securities company licensed to undertake securities business in the category of mutual fund management; “Private Fund Management Company
following regulations: Clause 1. In this Notification: “Mutual Fund Management Company” means a securities company licensed to undertake securities business in the category of mutual fund management; “Private
Company Limited offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office http://market.sec.or.th/public/idisc/en/Enforce Settlement
that may fall under the category of investment company, and to ensure that their operation does not demonstrate the objective of seeking investment returns for investors in a similar manner to operating
Bangkok, October 22, 2012 ?The SEC has won the FutureGov Awards 2012 in the Green Government category for the Smart Office Project in recognition of the SEC?s excellence in planning, executing and
. In this regard, the cornerstone investors are major investors in the category of institutional investor, both domestic and international, such as financial institutions, insurance companies, mutual
Operators and in violation of Clauses 23(2) which was the 3rd category prohibited characteristics of the personnel in the capital market business under Clause 31(1) of the Notification of Capital Market
in the Category of Restricted Agents for Gold Futures came into force on 16 November 2008. Those who are interested to undertake gold futures business can now submit an application to the SEC or call
category and within the scope of registration only, (3) having at least one person responsible for work coordination in Thailand, (4) having risk management policy for introducing financial products suitable