regarding units of foreign collective investment scheme which was prepared and distributed in the home regulator’s jurisdiction. In this regard, such information shall be kept at the office or on the website
Clause 4 and by the registrar, within 30th December B.E. 2548. The payment of pension plan’s proceeds to the fund shall be lump * This English version is prepared by Legal Department with the sole purpose
considered: 1. Financial statements shall be prepared in accordance with the financial reporting standards that are acceptable to lead regulator and there shall be no expression of opinion that the auditor's
submit reports on investment in or disposition of assets which requires transferring of the securities company’s money out of or into the country. Such reports shall be prepared and submitted as per the
prepared and submitted as per the form and procedures provided in the electronic system of the Office or by any other means notified in advance by the Office. Clause 3. This Notification shall come into
accurate and complete; 2. I fully understand the provisions in the Notification of the Office of the Securities and Exchange Commission concerning Approval of Auditors in the Capital Market and am prepared
foreign jurisdiction, which is prepared compliance with a foreign financial reporting standard, shall be also disclosed to the SEC Office, together with the transmittal letter contains [i] remark of such
Microsoft Word - min_pvd1072.doc This English version is prepared by staff of the Legal Department with the sole purpose of facilitating the comprehension of foreign participants in rules and