Transfer and Securities Allocation Transaction should be completely by May 30, 2018, or any other day mutually agreed by the Company and SUTGH. The key conditions precedent could be summarized as follows: (1
or health impairments; If the clients under Paragraph 1(1) or (3) is financially literate or have made investment, the intermediary may provide or offer services suitable for such clients. Chapter 1/13
February 2017). 3 If the clients under Paragraph 1(1) or (3) is financially literate or have made investment, the intermediary may provide or offer services suitable for such clients. Chapter 1/13 Operating
fund of which the returns calculation is made in a complicated way (complex return fund); (d) investment units of a mutual fund of which the fund's net exposure in commodities is made through its
uncompleted repayment does not cause interruption of or problems to the business and not significantly affect to the business operation. Even though the Company cannot completely eliminate the default risk. B
completely eliminate the default risk. B. Operational risk as source of revenue bases on Government Projects The disposal of investment will not affect to current and future operation of the Company as its
Commission concerning Additional Rules for Mutual Fund Investing in Derivatives and Credit Linked Notes; (c) investment units of a mutual fund of which the returns calculation is made in a complicated way