: “State regulators are less effective at deterring misbehaviour than the SEC.” • “Dodd-Frank weakened oversight of mid-sized RIA.” • “…national regulators better deter financial misconduct.” Consistent with
across different categories of family-firms. - Impact on ‘one-size-fits-all’. 10 RECOMMENDATIONS • Comprehensive update of family-firm profile across Asia using consistent definition and mapping framework
comprehensive and end-to-end framework on IMM The IMM steps in this Guidebook are consistent with the four components of the SDG Impact Standards for Enterprises Linking the IMM Steps and One Report Structure of
SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...
last year. We are witnessing a profound shift in communication between companies and shareholders—a shift to more regular, candid, behind-the-scenes conversations. We are also seeing investors exert more
prescribed in sub clause (2); (4) determining for regular review as to adequacy of measure and system for preventing and managing conflicts of interest as prescribed in sub clause (2). Additionally, in case
sub clause (2); (4) determining for regular review as to adequacy of measure and system for preventing and managing conflicts of interest as prescribed in sub clause (2). Additionally, in case there is
sub clause (2); (4) determining for regular review as to adequacy of measure and system for preventing and managing conflicts of interest as prescribed in sub clause (2). Additionally, in case there is
the Office of the Securities and Exchange Commission are now in the process of issuing the notification on digital asset business operation to be consistent with these two laws. In the meantime, KBank
. Subject to our regular reviews and improvements in liquidity risk management processes at KBank and K Companies, these actions are consistent with economic circumstances and rapid changes in financial asset